Dunham Insights

DunhamDC

There are four different portfolios for different risk tolerances and investment objectives for the DunhamDC and Dunham DC US variant – all of which can be tailored to your specific needs. Together with your financial adviser, you select the level of risk you are willing to take within this innovative strategy.

The allocation fluctuates, moving your stock exposure from a bull market to a bear market, and vice versa within the risk range for the portfolio you select.

For example, let us consider a conventional DunhamDC 40% equity and 60% fixed income. This portfolio is generally considered to have a lower level of risk with a balanced growth investment objective.

At the top of the bull market, the 40/60 portfolio may have a little as 13% exposure to equities. However, during the bottom of a bear market, the same portfolio has the potential to allocation up to 67% in equities.


The current allocations for each portfolio are as follows:

DunhamDC Current Allocations

As of September 20, 2024 to present






DunhamDC US Current Allocations

As of November 7, 2024 to present







TAKE A LOOK AT OUR NEW

Dunham Retirement Income Program

Helping clients plan for retirement may feel overwhelming. That’s why we created The Dunham Retirement Income Program – a groundbreaking retirement planning tool that revolutionizes the way you prepare for the future.


Read the Brochure Here DRIP Portfolio Diagram

Embracing Your Retirement



MEET

DunhamDC

This innovative program from Dunham is Called DunhamDC, and at its core, it is an investment strategy inspired by the timeless advice of buying fear and selling greed


Read the Brochure Here


INTRODUCING

MR. MARKET

Mr. Market reflects the market's unpredictable and emotional swings. Seizing opportunities in moments of greed or fear, Benjamin Graham's wisdom encourages staying unemotional in the face of Mr. Market's fluctuating moods.


Read the One-Pager Here



Dunham in the Media:




November 6th, 2024

Ryan Dykmans, CIO of Dunham, discusses M&A strategies and market trends on Investment News

Ryan Dykmans, CIO of Dunham & Associates, joins industry leaders at the RIA Activate California event to discuss key topics in wealth management, including M&A strategies and navigating market volatility. Click to explore his insights.



October 29th, 2024

Dunham's Content Writer Adem Tumerkan Offers Perspectives on Financial Scams Targeting Baby Boomers

Adem Tumerkan, content writer at Dunham, provides insights on baby boomers' vulnerability to financial scams and highlights strategies advisors can use to address these evolving risks. Click to read more.



October 29th, 2024

Dunham Trust Company Launches Wyoming-Based Dunham Private Trust

Dunham Trust Company introduces Dunham Private Trust, a Wyoming-based division featured in Seeking Alpha, expanding trust services for high-net-worth clients with Wyoming’s favorable trust laws. Click for details.



October 24th, 2024

Ryan Dykmans Revisits Schwab Network to Share Market Insights

Ryan Dykmans, CIO of Dunham, shares his perspective on market optimism and potential risks in this Schwab Network interview, highlighting small caps and consumer challenges. Click to learn more.



October 23rd, 2024

Salvatore Capizzi on Navigating the Retirement Investment Paradox

Salvatore M. Capizzi, EVP at Dunham, discusses the "retirement investment paradox" and how longer lifespans impact financial planning. Click to explore his full insights.



October 17th, 2024

Ryan Dykmans Quoted by Joseph Adinolfi of MarketWatch

Ryan Dykmans, CIO of Dunham, comments on recent market trends in this article, providing key insights into the current stock market environment. Click to read more.



September 19th, 2024

Salvatore M. Capizzi Featured in FA Mag's Article: Clients With No Savings At Age 50--What To Do

Salvatore M. Capizzi shares his insights with Financial Advisor Magazine’s Ben Mattlin. Dunham’s Executive Vice President discusses aggressive saving, debt reduction, and career focus.



September 9th, 2024

Dunham's EVP, Sal Capizzi Speaks with Natalie Lin of PlanAdviser: People May Start Living to 150, Creating Retirement Paradox

Salvatore M. Capizzi discusses the retirement challenges of increasing lifespans, highlighting sequence risk and inflation. He discusses DunhamDC, multi-generational retirement planning, and the Retirement Investment Paradox.



September 4th, 2024

Salvatore M. Capizzi is Invited onto Bloomberg to Discuss Retirement and DunhamDC

Salvatore M. Capizzi, Executive Vice President of Dunham, joined Bloomberg Radio Studios in New York for an insightful discussion on the challenges facing today's retirees and how DunhamDC can be involved in retirement.



August 13th, 2024

Dunham CIO Ryan Dykmans Reappears on the Schwab Network to Share His Insights on the Market

Ryan Dykmans, Chief Investment Officer at Dunham & Associates, shares insights on market volatility, the impact of interest rates, and the strategic balance between bonds and equities in a turbulent market. He emphasizes the importance of tactical decision-making and maintaining a balanced approach to avoid missing opportunities while managing risk.



August 9th, 2024

Salvatore M. Capizzi Discusses DunhamDC with Think Advisor’s John Manganaro

In an exclusive interview, Dunham’s Executive Vice President, Salvatore M. Capizzi, reveals how DunhamDC’s algorithm-driven approach can help advisors navigate the complexities of longevity and sequence risk.



July 29th, 2024

Salvatore M. Capizzi Warns of 4 Words That Can Cost You Millions in Assets on Think Advisor

Salvatore M. Capizzi of Dunham & Associates shares essential strategies for advisors to build stronger connections with both spouses and adapt to the growing "feminization of wealth."



July 16th, 2024

Salvatore M. Capizzi Featured on Rethinking65 Addressing Sequence Risk

In an article by Rethinking65, Salvatore M. Capizzi, Chief of Sales and Marketing Officer at Dunham, explains the critical impact of sequence risk on retirees' portfolios. He highlights how poor returns early in retirement can rapidly deplete savings and shares strategies for advisors to mitigate this risk, emphasizing balanced asset allocation, dynamic withdrawal strategies, and the importance of psychological resilience for retirees.



June 20th, 2024

Ryan Dykmans Returns to Schwab Network to Discuss his Market Views

Ryan Dykmans, CIO of Dunham, discusses market volatility, particularly in bond interest rates, and shares insights on investment strategies amid the current economic climate. He highlights the opportunities in small-cap value stocks and the impact of AI on value investments.



June 13th, 2024

Salvatore M. Capizzi on Avoiding Retirement Money Pits in Financial Advisor Magazine

Salvatore M. Capizzi, Chief of Sales and Marketing at Dunham, explores how essential expenses like housing and food can create a retirement money pit. He offers strategies for advisors to help clients manage these costs and protect their savings throughout retirement.



May 30th, 2024

Financial Advisor quotes Salvatore M. Capizzi, Dunham's Chief Sales & Marketing Officer, in an article about second home ownership challenges and costs.

In a recent Financial Advisor Magazine article, Salvatore Capizzi of Dunham & Associates Investment Counsel discusses why the allure of owning a second home is fading for many.



May 1st, 2024

Larry Light quotes Salvatore M. Capizzi in an article about retirement

Larry Light quotes Salvatore M. Capizzi, “when I got started, we expected people to live until 80. They live a lot longer now. If you retire now at 65, you have another 40 years, another lifetime” when explaining the dire Boomer cash-out scenario.


April 30th, 2024

Adam Sarhan interviews Dunham's Executive VP, Salvatore M. Capizzi, about his financial expertise and journey

After speaking with Salvatore M. Capizzi, Adam Sarhan highlights his 30 years of financial services experience. "He possesses a wealth of expertise in global sales and distribution leadership, marketing, business development and strategic planning."



April 18th, 2024

The Dunham Retirement Income Program recieves recognition as a key product launch in Plan Adviser

Alex Ortolani notes the launch and offerings of the Dunham Retirement Income Program.



April 18th, 2024

The Dunham Retirement Income Program recieves recognition as a pivotal program for financial advisors in San Diego Metro Magazine

The Dunham Retirement Income Program's key feaures are highlighted in San Diego Metro's Daily Business Report.



April 17th, 2024

Dunham's CIO and CFA, Ryan Dykmans, shares his valuable insights on "Verified Investing: Market Pulse with Dr. B"

Ryan Dykmans discusses volatility in the markets with Dr.Burkholder, an equities trader/investor with domestic and international business experience at a Fortune 500 company.



April 16th, 2024

Brian Anderson's noteable piece in 401K Specialist highlights the key features of the Dunham Retirement Income Program

Brian Anderson explains how the Dunham Retirement Income Program approach "seamlessly integrates planning tools, back-office support and investment strategies to help advisors prepare clients for retirement."



April 16th, 2024

Leo Almazora sheds light on the importance of the Dunham Retirement Income Program and its potential impact on retirement planning

Leo Almazora explains that the Dunham Retirement Income Program "aims to help advisors with retired and pre-retiree clients with an algorithmic strategy, tailored portfolios, and back-office support."



April 1st, 2024

Advisor Perspective features Salvatore M. Capizzi's notable article about sequence risk

Salvatore M. Capizzi illustrates the effects of sequence risk with a clever spin on "The Tortoise and The Hare." He aims to provide knowledge about mitigating sequence risk and navigating market swings.



March 25th, 2024

Salvatore M. Capizzi, Dunham's Chief Sales & Marketing Officer, discusses retirement risks and opportunities on the "Adjusted for Risk" podcast

Salvatore M. Capizzi gives his insight on retirement planning and the different retirement strategies. Ryan Nauman highlights Salvatore's knowledge of "why it is so important to understand and limit sequence risk and what event financial advisors should start planning for in 2026."



March 4th, 2024

Our CIO and CFA Ryan Dykmans discusses the CBOE Market Volatility Index on the Scwab Network

Ryan Dykmans notes that there is significantly less fear for equities while bond rates are in flux.


February 22nd, 2024

Dunham Surpassed $5 Billion in Combined AUM and AUA

Key milestone achieved by Dunham positioning it as one of the industry formal growing wealth management and trust provider.

EXPAND TO SEE MORE



This communication is general in nature and provided for educational and informational purposes only. It should not be considered or relied upon as legal, tax or investment advice or an investment recommendation. Any investment products or services named herein are for illustrative purposes only, and should not be considered an offer to buy or sell, or an investment recommendation for, any specific security, strategy or investment product or service. Always consult a qualified professional or your own independent financial professional for personalized advice or investment recommendations tailored to your specific goals, individual situation, and risk tolerance.

Investors should consider the investment objectives, risk factors, charges, and expenses of the Dunham Funds carefully before investing. This and other important information is contained in the Fund's summary prospectus and/or prospectus, which may be obtained by calling (800) 442-4358. Please read prospectus materials carefully before investing or sending money. Investing involves risk, including possible loss of principal.

The Dunham Retirement Income Program (“DRIP”) involves investments subject to risks, fees, and expenses. There is no guarantee that any investing strategy will be profitable or provide protection from loss.

Different types of investments and/or investment strategies involve varying levels of risk, and there can be no assurance that any specific investment or investment strategy will be profitable for a client's or prospective client's portfolio, thus, investments may result in a loss of principal. Accordingly, no client or prospective client should assume that the information presented serves as the receipt of, or a substitute for, personalized advice from Dunham & Associates Investment Counsel, Inc. or from any other investment professional.

Past performance may not be indicative of future results. No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment. There may be economic times where all investments are unfavorable and depreciate in value.

“DunhamDC (“DunhamDC”) is a proprietary algorithm of Dunham & Associates Investment Counsel, Inc. (“Dunham”) that seeks to mitigate sequence risk, which poses a threat to an investor's returns due to the timing of withdrawals. The algorithm employs what Dunham considers to be a pragmatic strategy, generally making incremental increases to the equity allocation when global stock market prices decrease and decreasing it when global stock prices increase. The U.S. variant of DunhamDC generally increases equity exposure as domestic stock prices decrease and reduces equity exposure when domestic stock prices increase. Rebalancing is initiated based on the investment criteria set forth in the investors application and is further influenced by the DunhamDC algorithm.”

DunhamDC allocation changes are made only if they result in an allocation value shift at the fund level of 1% or greater of total account value. This includes if non-Dunham fund investments are in the Dunham account and the allocation value shift per fund is more than 1%.

DunhamDC uses an unemotional, objective, systematic approach. The algorithm does not use complex formulas and is designed to create a consistent process with limited assumptions based on historical data.

DunhamDC may make frequent purchases and redemptions at times which may result in a taxable event in the account and may cause undesired tax-related consequences.

Dunham makes no representation that the program will meet its intended objective. Market conditions and factors that influence investment outcomes are subject to change, and no program can fully account for all variables and events. The program requires making investment decisions based on factors and conditions that are beyond the Account Owner’s and Dunham’s control.

DunhamDC is NOT A GUARANTEE against market loss or declines in the value of the account or a timing strategy. Investor may lose money.

Asset allocation models are subject to general market risk and risks related to economic conditions.

DunhamDC has a limited track record, with an inception date of November 30, 2022.

DunhamDC US has a limited history, with an inception date of July 1, 2024.

The Sub-Adviser receives a fulcrum fee, which will vary based on the Sub-Adviser's performance against the benchmark. The Sub­ Adviser is rewarded when performance exceed the benchmark and is penalized when performance is short of the benchmark. Some Sub-Advisers receive minimum compensation regardless of whether or not an established performance benchmark is met or exceeded.

Dunham & Associates Investment Counsel, Inc. serves as adviser (the Adviser) and distributor of the Dunham Funds.