Jeffrey A. Dunham
FOUNDER, CHAIRMAN & CEO
Jeffrey A. Dunham is Chairman and CEO of Dunham & Associates.
Jeffrey began Dunham in 1985, with the belief that Sub-Advisers should be paid based on their ability to outperform their stated benchmark.
He has a B.S. from San Diego State University and FINRA Series 3, 4, 7, 24, 53, 63 and 65 registrations.
Denise S. Iverson, CPA
CHIEF FINANCIAL OFFICER
Denise S. Iverson, CPA, is CFO for Dunham & Associates and Treasurer and Principal Financial Officer of the Dunham Funds.
With over 30 years of banking, financial, and executive management experience, Denise has been responsible for Dunham’s corporate finance and accounting since 1999.
Denise has a B.S. in Business Administration from San Diego State University and holds the FINRA Series 27 registration.
Salvatore M. Capizzi
CHIEF SALES & MARKETING OFFICER
Salvatore M. Capizzi is Chief Sales & Marketing Officer of Dunham & Associates.
Prior to joining Dunham in 2008, Sal developed BlackRock's retail distribution platform and substantially grew the complex during his eight-year tenure.
Sal received a B.A. from Baruch College and holds FINRA Series 6, 7, 22, 24, 63 and 65 registrations.
Tamara B. Wendoll
CHIEF OPERATING OFFICER
Tamara B. Wendoll is Dunham & Associates' Chief Operating Officer. She also serves as Secretary and AML Officer of the Dunham Funds.
Prior to joining Dunham in 2008, Tammy received numerous awards, including the 2004 SIAA Financial Services Award, 2004 SIAA Publication/External: Financial Services Award, and others.
Tammy carries a B.A. from the University of California, San Diego, and an M.B.A. from the Wharton School of the University of Pennsylvania. She holds FINRA 4, 7, 24, 63, and 65 registrations.
Joseph P. Kelly
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Since 2013, Joseph P. Kelly has served as Dunham’s General Counsel and Chief Compliance Officer. He is also CCO for the Dunham Funds.
Joe’s 15 years of financial services experience brings a wealth of knowledge as he manages Dunham’s legal, compliance, and risk management functions.
Joe earned a J.D. from Syracuse University College of Law and a B.S. from Xavier University. He holds FINRA Series 7 and 24 registrations.
William J. Brims
DIRECTOR OF INFORMATION TECHNOLOGY
William J. Brims provides leadership for the continued development of Dunham & Associates’ innovative information technology environment as Director of Information Technology.
A former consultant for multiple governmental agencies, Bill joined Dunham in 2005 and is responsible for the evolution and performance of all technological systems.
Bill carries an M.S. in Computer Information Systems from the University of Phoenix as well as a B.A. in Economics with a minor in Chemistry from the University of California at San Diego.
Ryan J. Dykmans
DIRECTOR OF RESEARCH
Ryan J. Dykmans is the Director of Research for Dunham & Associates.
A member of the team since 2004, Ryan oversees all aspects of the firm’s Analyst team, heads the Investment Committee and its efforts, and leads the institutional asset manager selection process, including participation in over 100 manager presentations a year.
Ryan has a Bachelor’s in Accounting from the University of Redlands and holds FINRA Series 7, 24, and 66 registrations.
Hilarey M. Findeisen
DIRECTOR OF OPERATIONS
Hilarey M. Findeisen is Director of Operations for Dunham & Associates.
Since 1994, Hilarey has managed information systems that track individual client accounts and oversees trust accounting and back-office operations. She also develops and supervises the operations of advisory programs which utilize the Dunham Funds.
Hilarey has a B.A. in Economics with a minor in Information Systems from the University of California, San Diego and holds FINRA Series 7 and 24 registrations.
DIRECTOR OF ADMINISTRATION
Dawn Gillard is Director of Administration and Executive Assistant to the President and CEO of Dunham & Associates.
Dawn manages the Administration Department by coordinating and overseeing projects received by all departments of the firm and assist the CEO in all day-to-day functions.
She joined Dunham in 2001 and holds FINRA Series 7 registration.
DIRECTOR OF HUMAN RESOURCES
Sally Yoder is Director of Human Resources for Dunham Trust, bringing more than fifteen years of HR experience to the role. She joined the Dunham Trust team in 2017.
Sally is a Society for Human Resource Management Certified Professional, and received her B.A. in Political Science from Miami University in Oxford, Ohio.
Ann Rosevear, Esq.
PRESIDENT & CHIEF TRUST OFFICER, DUNHAM TRUST COMPANY
Ann Rosevear serves as President and Chief Trust Officer for Dunham Trust Company, providing expert structuring and administration of trusts to DTC's most complex clients.
Prior to joining Dunham Trust Company in 2014, Ann spent 14 years as a principal attorney at Walsh, Baker, Rosevear & Loomis, P.C. in Reno, NV.
Ann is a graduate of the University of Nevada, Las Vegas Honors College and Gonzaga University School of Law.
REGIONAL DIRECTOR, MID-ATLANTIC
Jason Driver is the Regional Director for the Mid-Atlantic Region at Dunham & Associates, where he helps financial advisors develop their advisory practice and expand their assets under management.
Because of career changes during his 14 years at Merrill Lynch and Raymond James, Jason successfully built three books of business before joining Dunham in 2008.
He has a B.S. in Economics from the University of Delaware and holds FINRA Series 7, 63, and 65 registrations.
REGIONAL DIRECTOR, MIDWEST
Brian Harder is Regional Director for Dunham & Associates.
Before joining Dunham in 2017, Brian had an eclectic career as an external wholesaler, fixed and variable annuity wholesaler, and independent insurance agent.
Brian received a B.S. in Geology from the University of Illinois and holds FINRA Series 7 and 63 registrations.
REGIONAL MARKETING ASSOCIATE, MID-ATLANTIC AND MIDWEST
Ezra Whipple is the Regional Marketing Associate in the Mid-Atlantic Region for Dunham & Associates. He focuses on enhancing financial advisors’ ability to raise assets using Dunham’s institutionally-managed mutual funds and more.
Ezra joined Dunham in 2014 and has enjoyed identifying investment solutions specifically designed to simplify complex situations to help advisors expand their advisory practice since that time.
Ezra carries an MBA from UC San Diego’s Rady School of Management and graduated with a B.A. from Manhattanville College. He holds his FINRA Series 7 registration.
REGIONAL DIRECTOR, WEST
Brandon Mather is the regional director for the West Region for Dunham & Associates. In his current role, he enhances Dunham’s strategic relationships through financial advisor education, client service and sales support.
Prior to joining the firm in 2014, Brandon was a service center associate with Commonwealth Financial Network, where he spearheaded the firm’s Registered Investment Advisor team in assisting non-affiliated advisors.
Brandon received his bachelor’s degree in Business from Indiana University and holds FINRA Series 7, 63, and 65 registrations.
REGIONAL MARKETING ASSOCIATE, WEST
Rebecca Pearson serves as Regional Marketing Associate for Dunham & Associates’ West Region. Prior to joining Dunham in 2016, she helped her father develop a sustainable financial planning practice as an associate wealth advisor.
Rebeca holds a dual Bachelor’s in Economics and Sociology from Louisiana State University and also has received her FINRA Series 7 and 66 registrations.
REGIONAL DIRECTOR, NORTHEAST
Robert L. Pancrazi is the Northeast Regional Director for Dunham & Associates and is responsible for driving sales, generating assets under management, building long-term relationships and marketing Dunham Trust’s trust services and solutions.
Prior to joining Dunham in 2014, Rob accumulated 15 years of experience at Four Wood Capital Partners and ING Investment Management, among others.
He carries a B.A. from the State University of New York, Oneata, and holds FINRA Series 6, 7, 63, and 65 registrations.
REGIONAL MARKETING ASSOCIATE, NORTHEAST
Cynthia Y. Audish is the Regional Marketing Associate for the Northeast Region of Dunham & Associates, where she is responsible for driving growth in the Northeast.
Prior to joining the firm in the fall of 2017, Cynthia owned Cynthia Audish Insurance Agency, Inc., a Farmers Insurance Agency located in El Cajon, CA.
Cynthia carries a Bachelor of Business Administration from Baker College an MBA from Walsh College. She holds FINRA Series 6 and 63 registrations.
REGIONAL DIRECTOR, CENTRAL
Robb Weiland is the Central Regional Director for Dunham & Associates. Prior to joining the firm in 2009, Mr. Weiland served as Regional Vice President for ING Funds, Director of Insurance Marketing for AIG Financial Advisors, and Financial Advisor with SunAmerica Securities.
Robb carries a B.S. in Business Administration from Northern Arizona University. He also holds FINRA Series 6, 63, and 65 registrations.
REGIONAL MARKETING ASSOCIATE, CENTRAL
Brett Elliot is Dunham & Associates’ Central Regional Marketing Executive. Originally from Newcastle, England, Brett moved to the United States in 2012. Prior to emigrating, he played professional soccer for Sunderland AFC for three years.
Brett holds a degree from California State University, Los Angeles, and began his career in finance as a commodity broker before joining Dunham in 2017.
He holds FINRA Series 3 and 6 registrations.
Eugene Choi, CFP
REGIONAL DIRECTOR, SOUTHEAST
Eugene Choi is the Southeast Regional Director for Dunham & Associates
Prior to joining Dunham in 2014, Eugene worked at Commonwealth Financial Network, Fidelity Investments, and UBS Financial Services.
He has a B.A. in Economics from the University of California, San Diego, and holds FINRA Series 7, 63, and 66 registrations.
REGIONAL MARKETING ASSOCIATE, SOUTHEAST
Rex Dunham is the Regional Marketing Associate for the Southeast Region of Dunham & Associates. Prior to joining Dunham in 2018, Rex was a loan consultant for Caliber Home Loans in Carlsbad, California. He holds a Bachelor of Science in Finance from San Diego State University, and has earned his FINRA Series 6 registration.
NATIONAL KEY ACCOUNT MANAGER
Peter B. Nesbitt is the National Accounts Manager for Dunham & Associates. He is responsible for building and developing the firm’s Broker/Dealer and RIA relationships, obtaining new selling agreements, and expanding Dunham’s visibility nationwide.
Before joining Dunham in 2010 as a Marketing Associate, Peter served as Marketing Director for a San Diego-based Registered Investment Advisor.
Peter carries a B.S. in Business Administration from Messiah College in Grantham, Pennsylvania and holds FINRA Series 7 and 66 registrations.
CLIENT SERVICES SUPERVISOR
Erik Schlindwein serves as Dunham & Associates’ Client Services Supervisor, where he has over a decade of experience in a variety of roles.
Erik gained industry experience by working closely with sell-side equity analysts, buy-side analysts and portfolio managers, and working as an accounting officer for a real estate title company. He originally joined Dunham in 2005.
He has a B.A. in International Business from San Diego State University and holds FINRA Series 7, 24, 63, and 66 registrations.
SR. CLIENT SERVICES ASSOCIATE
Royce Gittings joined Dunham & Associates in 2003 as a Sr. Client Services Associates. He has built up more than two decades of experience in financial services.
Royce holds a B.A. in Psychology from San Diego State University and carries his FINRA Series 7, 63, and 65 registrations.
CLIENT SERVICES ASSOCIATE
Lindsey Braun is a Client Service Associate for Dunham & Associates, joining the team in 2017.
Lindsey graduated from California State University, San Marcos, with a degree in Business Administration. She holds FINRA Series 7 and 66 registrations and a California Life and Health Insurance License.
CLIENT SERVICES ASSOCIATE
Marianne Secreto is a Client Service Associate for Dunham & Associates. She has worked on both the advisory and direct side of business at an independent broker dealer, and joined Dunham in 2016.
Marianne has a B.A. in Economics from the State University of New York at Albany and holds her FINRA Series 7 and 66 registrations.
Welcome to the new Dunham Portal!
There are changes in how you access your account. Please select below which type of user you are for more information.
Current Web User
You should have received an email on February 1st with a link to activate your username. If you did not receive an email, please contact Customer Care via email@example.com or at 800-442-4358 and we will reset your account.
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We invite you to register. You will need your social security number and date of birth.
Custom Account Holders
The account number format has changed to drop leading letters and replace the dash with a 0. For example, IO1234-01 is now 1234001.
If you have any questions or need assistance, please contact Dunham Customer Care at 800-442-4358. We thank you for your commitment to Dunham.
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