Apply for a specific Career Opening by clicking the Apply button at the bottom of each job posting.
Click on "Future Career Opportunities" to apply for any positions not currently listed.
Attach a copy of your resume in MS Word or PDF formats.
If your qualifications and stated interests are a good fit with a future open position,
we will be sure to give you a call.
COMPLIANCE ANALYST
Dunham & Associates Investment Counsel, Inc. ("Dunham") is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.
Dunham is an independently owned Registered Investment Adviser and Broker/Dealer. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.
Job Summary: The Compliance Analyst assists the Chief Compliance Officer in the oversight of the firm’s compliance efforts and with the development, implementation and maintenance of compliance policies, procedures and records. With primary responsible for certain day-to-day compliance activities of the firm and its affiliates, the Compliance Analyst ensures adherence with all applicable compliance requirements as well as internal corporate polices. The Compliance Analyst also provides excellent administrative support to the Chief Compliance Officer (CCO) and collaborates to ensure Company adherence to all compliance requirements.
This is not a remote or hybrid opportunity, the position requires San Diego local residency and in-office work. We are not able to sponsor visas at this time.
Essential Duties and Responsibilities:
Education Required:
Experience Required:
Competencies:
Salary commensurate with experience to include education and FINRA licenses:
$75,000 annually to $120,000 annually
RECEPTIONIST / ADMINISTRATIVE ASSISTANT - FINANCIAL SERVICES
Dunham is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.
Dunham is an independently owned, registered Broker/Dealer helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.
As our full-time Receptionist, you will assist with the daily processes and procedures of the Administration department, including answering and routing phone calls while welcoming and greeting Company clients and visitors in a professional manner. You will also handle various short-term projects as needed. This is an onsite position.
Essential Functions:
Education Required:
High school graduation; Associates degree preferred
Requirements:
Special Skills Required:
Salary commensurate with experience:
$17.00 per hour / $35,360 annually to $25.00 / $52,000 annually
CLIENT SERVICES ASSOCIATE - FINANCIAL SERVICES
Dunham & Associates Investment Counsel, Inc. ("Dunham") is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.
Dunham is an independently owned Registered Investment Adviser and Broker/Dealer. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.
As a Client Services Associate, you will be responsible for managing new and existing accounts, including but not limited to, account opening, funding, and ongoing maintenance. This position is the point of contact for issue resolution and client inquiries and entails significant interaction with both clients and financial advisors via phone, email, and other electronic media. Extreme professionalism is required at all times. To excel in this position, the ideal candidate is enthusiastic, team-oriented, and possesses the ability to provide exceptional customer service.
This is an onsite position in San Diego. We are unable to sponsor visas at this time.
ESSENTIAL JOB FUNCTIONS
Salary commensurate with experience to include education and licensing:
$28.85 per hour / $60,000 annually to $40.87 / $85,000 annually
IT SYSTEMS ADMINISTRATOR
Dunham & Associates Investment Counsel, Inc. ("Dunham") is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion-dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.
Dunham is an independently owned Registered Investment Adviser and Broker/Dealer. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.
Bring your drive and a great attitude to Dunham, and you will have the opportunity to grow with us professionally, personally, and financially. You will be part of a company that promotes from within, cares about your success, and rewards longevity.
As a Systems Administrator, you will be responsible for ensuring that all Dunham information systems are properly working – from end-user setup and troubleshooting to data center administration and support. This is not a remote or hybrid opportunity, the position requires San Diego local residency and in-office work. We are not able to sponsor visas at this time.
Essential Functions:
Requirements:
Preferred Experience:
Salary commensurate with experience to include education and certifications:
$33.66 per hour / $70,000 annually to $48.08 / $100,000 annually
Dunham & Associates Investment Counsel, Inc. (DAIC) accepts applications for future career opportunities even though there may not be current openings. If you would like to be considered for future positions, please attach your resume and cover letter (optional, but helpful) and answer the few questions attached to this application.
Thank you!
Human Resources