Charlie Eisenmann Client First Award
Award Purpose & Overview


AWARD PURPOSE

This annual award will recognize an individual for exemplifying extraordinary client service and professionalism in the course of delivering financial advisory services.

BACKGROUND

On March 12th of 2007, we lost our cherished friend and colleague, Charlie Eisenmann. Charlie served as Chief Operating Officer for Dunham & Associates Investment Counsel, Inc. In addition to forging a highly-efficient, advisor and client-focused Operations team, overseeing Sub-Adviser performance, and helping to shape Dunham’s strategic direction, Charlie was widely revered for his leadership, quick wit, calm demeanor and sense of humor. He epitomized a set of client-centric values that Dunham & Associates strongly feels should be embodied by the industry today more than ever. These values center on always putting the customer first and on providing client-appropriate services based on the client's needs and desires, while delivering the highest levels of financial advisory excellence. In terms of how Charlie went about doing business, this often meant challenging the status quo, and going above and beyond what was expected professionally. Charlie’s “people helping people” philosophy challenges us to raise the bar in terms of how we do business, and serves as both a legacy and inspiration for us all.

2009 HONOREE

Dunham & Associates Investment Counsel, Inc. recognized Brad F. Fortier, CFP ® as the recipient of its third annual Charlie Eisenmann Client First Award. Mr. Fortier is an independent financial advisor with LPL Financial in New Orleans, Lousiana. For more information regarding our honoree, please click here to be redirected to our "News Release" section.

AWARD CRITERIA

  • This is an annual, industry-wide award. Eligibility is open to any individual of a Broker/Dealer or RIA firm.
  • This award is given annually to the Nominee who best exemplifies the Charlie Eisenmann Client First Award philosophy as described above. Nominators must articulate how the Nominee demonstrated extraordinary and exemplary efforts in putting the client’s interest ahead of the Nominee's own in the course of delivering financial advisory services.

ELIGIBILITY & DEADLINE

  • The entry period for Nomination Forms for the 2010 Charlie Eisenmann Client First Award will be announced later this year.
  • The award recipient will receive an engraved crystal award in commemoration of this honor. The award will be presented during the 2010 Dunham Institute. Date and location to be announced in early 2011.
  • Nominees must be Financial Advisors or support staff of Broker/Dealers or RIA firms. In keeping with the spirit if this award, Nominees need not be producers of any investments or services offered through Dunham & Associates Investment Counsel, Inc.
  • Those eligible to nominate include clients, financial advisors and/or their support staff, and staff members.
  • Only one nominee per Nomination Form.
  • Nominees and winners are eligible for awards in future years.


CONTACT/ADDITIONAL INFORMATION

Please contact Keely Minton or Lynsey Richardson at Dunham & Associates Investment Counsel, Inc. at (800) 442-4358.





 

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