Small Cap Value Fund
Class - N


OverviewPrice/PerformanceHoldingsLiterature
Objective      Sub-Adviser Background      Tickers & Cusips      Fund Information      Minimum Investments


Fund Objective

The Fund seeks to maximize total return from capital appreciation and income.


Sub-Adviser Background

Denver Investment Advisors LLC is a leading investment management firm, managing assets for institutional and individual clients worldwide with services for institutions and individuals as well as a family of no-load mutual funds and a closed-end fund. Denver Investment Advisors is the Sub-Adviser for the Dunham Small Cap Value Fund.


Tickers & Cusips

TickerDNSVX
Cusip265458752
Share ClassN-Shares
Fund Code107



Fund Information

Dividend FrequencyAnnual*
Capital Gains PaidDecember*
Fund Inception12/10/2004
FISCAL Year-EndOctober

* If applicable


Minimum Investments

There is no minimum initial investment on a per Fund basis for Class N shares. However, the minimum initial investment in Class N shares of the Dunham Funds, on an aggregate basis, is $100,000 for taxable accounts and $50,000 for tax-deferred accounts (“MIN”). The MIN can be waived if the investor has, in the opinion of the Adviser, adequate intent and availability of assets to reach a future level of investment among the Funds that is equal to or greater than the MIN. The MIN can also be waived by the Adviser for shareholders investing through a wrap program or similar arrangement. There is no minimum subsequent investment amount for Class N shares. If a Class N shareholder's investment in the Dunham Funds falls below the MIN for reasons other than depreciation of the investment, the investor may receive a notice from the Adviser and will be given a reasonable amount of time to cure the deficiency. If the deficiency is not cured within such time, the Adviser reserves the right to convert the account to Class A shares (on a load waived basis) or take other appropriate measures.


Investors should consider the investment objectives, risk factors, charges, and expenses of the Dunham Funds carefully before investing. This and other important information is contained in the Fund's summary prospectus and/or prospectus, which may be obtained by contacting your financial advisor, or by calling toll free (800) 442-4358. Please read prospectus materials carefully before investing or sending money. Investing involves risk, including possible loss of principal.

The N share class is offered either through brokerage platforms under contractual agreement with the registered investment adviser or through registered investment advisers as part of an advisory program, which includes advisory fees in addition to those presented in the prospectus. Dunham Class C shares have no initial sales charge or contingent deferred sales charge (CDSC). Class C shares are subject to a distribution and service fee of up to 1.00% annually. Dunham Class A shares are offered at their public offering price, which is net asset value per share plus the applicable sales charge. The sales charge varies, depending on how much you invest. There are no sales charges on reinvested dividends. See the A shares prospectus for descriptions of each Fund's front-end sales charge ("FESC") and purchase amount breakpoints, as well as ways to reduce your sales charge. Class A shares are subject to a service fee of 0.25% annually.

Small market cap stocks generally have a lighter trading volume than larger market cap securities, and therefore there is potential for liquidity issues when closing large positions. "Value" stocks can react differently to issuer, political, market, and economic developments than the market as a whole and other types of stocks. "Value" stocks tend to be inexpensive relative to their earnings or assets compared to other types of stocks. However, "value" stocks can continue to be inexpensive for long periods of time and may not ever realize their full value. The Fund may use investment techniques involving margins and short-sales which involve higher risks, as well as higher potential rewards.

Funds Distributed by Dunham & Associates Investment Counsel, Inc., Member FINRA/SIPC.

Dunham Funds direct shareholders (including accounts transfered from the Kelmoore Strategy Funds), please click here: http://www.dunham.com/direct

NOT FDIC INSURED
May Lose Value / Not a Deposit / No Bank Guarantee
Not Insured by any Federal Government Agency

 

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